NOVARTIS A G

CUSIP: 66987V10 Class: SPONSORED ADR

BOYD WATTERSON ASSET MANAGEMENT LLC/OH's Holding History (CIK: 0001121477)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 4,706 Value ($000) $372 Avg Close — Range —
Q2 2016
Shares 6,688 Value ($000) $552 Avg Close — Range —
Q1 2016
Shares 6,775 Value ($000) $491 Avg Close — Range —
Q4 2015
Shares 4,640 Value ($000) $399 Avg Close — Range —
Q3 2015
Shares 6,149 Value ($000) $565 Avg Close — Range —
Q2 2015
Shares 6,147 Value ($000) $604 Avg Close — Range —
Q1 2015
Shares 7,194 Value ($000) $709 Avg Close — Range —
Q4 2014
Shares 7,185 Value ($000) $666 Avg Close — Range —
Q3 2014
Shares 7,448 Value ($000) $701 Avg Close — Range —
Q2 2014
Shares 7,448 Value ($000) $674 Avg Close — Range —
Q1 2014
Shares 7,496 Value ($000) $637 Avg Close — Range —
Q4 2013
Shares 7,482 Value ($000) $601 Avg Close — Range —
Q3 2013
Shares 8,025 Value ($000) $616 Avg Close — Range —
Q2 2013
Shares 7,091 Value ($000) $501 Avg Close — Range —